Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eddren Kawaileleomoula English | 7459085 | 2 | 06/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ozioma Onyeuku | 6333600 | 1 | 06/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Peed | 7561462 | 2 | 06/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Barton | 7770235 | 2 | 06/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Dale Hayhurst | 4006859 | 1 | 06/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle T Gaither | 7522378 | 1 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Nicole Carpenter | 7223208 | 1 | 05/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Stephanie Ulloa | 7527141 | 2 | 05/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Colquhoun | 6067785 | 1 | 05/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 05/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |