Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Princess Alexander | 7490628 | 3 | 07/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Israel Lopez | 6420718 | 1 | 07/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Aaron Bryer | 6440260 | 1 | 07/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Montalvo | 7468564 | 2 | 07/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah N Gulzar | 7086594 | 1 | 07/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Barton | 7770235 | 2 | 07/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Horncastle | 3121352 | 1 | 06/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Perez | 7438709 | 1 | 06/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nadia Eldadah | 6932924 | 5 | 06/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nadia Eldadah | 6932924 | 5 | 06/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |