Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Baylee Staack | 7861039 | 1 | 08/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Raymund Topacio Reyes | 5228941 | 2 | 08/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garrick D Long | 6172298 | 1 | 08/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hafiziou Barry | 7239191 | 4 | 08/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gagandeep Kumar | 6280516 | 1 | 08/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Henriques | 6372836 | 4 | 08/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dina Pavlovna Dorokhov | 7639330 | 1 | 08/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elisabet Aldape | 6320235 | 2 | 08/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ana Cristina Castillo | 7116938 | 1 | 08/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Michelle Lindell | 7457065 | 1 | 08/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |