Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tonya Miller | 2095981 | 5 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Omar F Diaz | 4895389 | 1 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Enrrique Molano | 7453997 | 1 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudina Judd | 7629849 | 2 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Anthony Seraydar | 6299143 | 1 | 08/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott J Penrod | 2776889 | 2 | 08/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott J Penrod | 2776889 | 2 | 08/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Henriques | 6372836 | 4 | 08/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anjum Merchant | 7543194 | 1 | 08/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan A James | 7640870 | 2 | 08/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |