Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eyleen Rodriguez | 7209103 | 1 | 09/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sydney Rae Lovett | 7097974 | 2 | 09/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tonya Miller | 2095981 | 5 | 09/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Corey Deshawn Johnson | 7415855 | 1 | 09/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tonya Miller | 2095981 | 5 | 09/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Adamovich | 6149792 | 1 | 09/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Haijing Jin | 7894887 | 3 | 09/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Naus | 7469456 | 1 | 09/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad White | 7491354 | 1 | 09/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca M Grimm | 6094768 | 1 | 09/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |