Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Anne Spence | 7476716 | 6 | 10/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Anne Spence | 7476716 | 6 | 10/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Garcia | 7708550 | 1 | 10/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Robert Flood | 7294328 | 1 | 10/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Backus | 7587350 | 1 | 10/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ylaiza Gail Sy Elliott | 6820212 | 1 | 10/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tonya Miller | 2095981 | 5 | 10/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Moreno | 7478133 | 4 | 10/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francisco Zaragoza | 6388921 | 1 | 10/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tanya N Thompson | 6554279 | 2 | 10/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |