Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danny Lee Huynh | 4486459 | 2 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danny Lee Huynh | 4486459 | 2 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathy E Tweed | 1797717 | 1 | 10/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raul G Razuri | 5986564 | 2 | 10/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Moreno | 7478133 | 4 | 10/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Omasan Etuwewe | 6559506 | 1 | 10/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Moreno | 7478133 | 4 | 10/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Anne Spence | 7476716 | 6 | 10/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Anne Spence | 7476716 | 6 | 10/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Anne Spence | 7476716 | 6 | 10/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |