Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danielle Shantall Garcia | 7279472 | 4 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Jackson Ponce | 7320633 | 1 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Dellamorte | 7641047 | 2 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lonnie M Walker | 7651984 | 1 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William G Raines | 2881004 | 4 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Perla Escobar | 7061721 | 1 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Madison Fletcher | 7785980 | 1 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pedro Antonio Gomez | 3270636 | 1 | 10/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Delander | 7366090 | 7 | 10/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Hardwick | 5705841 | 1 | 10/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |