Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ramona Christine Rodriguez | 7455536 | 1 | 12/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew A Workeman | 7641761 | 1 | 12/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diego de Jesus Maldonado-Mendoza | 7649164 | 2 | 12/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bill Anthony Samayoa | 7148303 | 1 | 12/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Haijing Jin | 7894887 | 3 | 12/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Selena Xochitl Escojido | 7180343 | 2 | 12/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard Lyle Wheeler | 4172490 | 1 | 12/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jhosse Antonio Rivera | 7645588 | 1 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maritza Dejesus | 7341745 | 1 | 11/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gustavo Ramirez | 7476694 | 1 | 11/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |