Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Asiah Fortuna | 7792242 | 2 | 01/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elisabeth Buckingham Sampson | 4046555 | 1 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin William Smith | 7207491 | 1 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Liza Michelle Sepulveda Ortiz | 7432978 | 2 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Hardifer | 7666354 | 1 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nadia Eldadah | 6932924 | 5 | 12/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alberto Salas | 6431078 | 1 | 12/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Yangongo Kabanda | 6576387 | 2 | 12/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raquel Schumacher | 7662068 | 2 | 12/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blake Ellis Thomason | 7085348 | 1 | 12/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |