Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tiffany Tejada | 7665298 | 2 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Houston | 2693779 | 2 | 01/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Velarde | 7112079 | 1 | 01/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donnique Vivian Jollivette Dove | 7638299 | 2 | 01/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clinton J McClurkin | 5728482 | 2 | 01/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damian A Meetoo | 7431784 | 1 | 01/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Valbuena | 7367503 | 2 | 01/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sara C Peltier | 7079169 | 1 | 01/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry B Heyliger | 7169837 | 1 | 01/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Champagne | 7721338 | 2 | 01/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |