Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lezlie Jackceni Verduzco | 7626018 | 1 | 02/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terri L Arendt | 7788324 | 1 | 02/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce W Goelz | 6482088 | 3 | 02/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Egan | 7520715 | 6 | 02/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Riveras | 4414853 | 1 | 02/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alyssa Dupuis | 7509063 | 2 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Joseph Rodriguez Rosales | 7446243 | 2 | 02/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beatriz Mancia | 7233719 | 1 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Moreno | 7478133 | 4 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carly Ann Crow | 7595249 | 1 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |