Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Nguyen | 7640216 | 5 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Nguyen | 7640216 | 5 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Nguyen | 7640216 | 5 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Md Ashraful Alam | 7158105 | 2 | 02/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cherie Curry | 6320692 | 1 | 02/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryanne N McDonough | 6260107 | 2 | 02/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Rothel | 7671042 | 2 | 02/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gustavo Medina | 7685166 | 1 | 02/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheila Triplett | 7665310 | 1 | 02/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy W Combs | 7874782 | 1 | 02/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |