Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Delander | 7366090 | 7 | 03/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Delander | 7366090 | 7 | 03/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Shellenbarger | 2990367 | 2 | 03/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Shantall Garcia | 7279472 | 4 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Christopher Polk | 7563185 | 2 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Haijing Jin | 7894887 | 3 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Balderas | 7900981 | 1 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristofer Syevens | 6150895 | 2 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Nguyen | 7640216 | 5 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Nguyen | 7640216 | 5 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |