Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc A Maguire | 4945803 | 1 | 03/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Delander | 7366090 | 7 | 03/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Austin Calhoun | 7716869 | 3 | 03/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hafiziou Barry | 7239191 | 4 | 03/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Delander | 7366090 | 7 | 03/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey Obermeyer | 7430806 | 1 | 03/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sydney Rae Lovett | 7097974 | 2 | 03/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina P Gonzalez | 7490149 | 3 | 03/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi T Graham | 5437870 | 5 | 03/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael A Fuentes | 6896674 | 1 | 03/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |