Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Christopher Polk | 7563185 | 2 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Andrade | 7565481 | 1 | 03/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cesar Brito | 7688094 | 1 | 03/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Luis Jurado Pinto | 7911561 | 1 | 03/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi T Graham | 5437870 | 5 | 03/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Power | 7145633 | 2 | 03/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alberto Benavides Quiro | 7667503 | 1 | 03/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Marie Chaltraw-Levy | 7046803 | 1 | 03/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Beth Langley | 5393939 | 1 | 03/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Burns Rooney | 7178537 | 2 | 03/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |