Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrei Michael George Saunders | 2388044 | 1 | 04/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis F Cuartas | 7459982 | 1 | 04/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clinton J McClurkin | 5728482 | 2 | 04/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Paige Smith | 6568606 | 2 | 04/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Grant C Baird | 7779584 | 2 | 04/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce W Goelz | 6482088 | 3 | 04/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Marie Jagels | 5187880 | 1 | 04/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenivave Sena | 7456146 | 2 | 04/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Shantall Garcia | 7279472 | 4 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Shantall Garcia | 7279472 | 4 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |