Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose A Aleman | 7037167 | 3 | 05/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yair Avila | 7651869 | 2 | 05/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Lynn Odenthal | 7488127 | 1 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lee | 4080774 | 6 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Gutierrez | 7376474 | 3 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Siru Barber | 7813385 | 2 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Siru Barber | 7813385 | 2 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Graciela Ceja | 7436943 | 1 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzana Quirarte | 7486150 | 3 | 04/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dominic Irvin | 7682331 | 1 | 04/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |