Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcos Ocegueda | 7176591 | 4 | 05/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcos Ocegueda | 7176591 | 4 | 05/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy V O'Connor | 5686575 | 1 | 05/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristian Garcia | 6252304 | 1 | 05/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Moses Allan Salgado | 7313434 | 1 | 05/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lizbeth A Perez | 4766137 | 2 | 05/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeneane Koch | 1968280 | 3 | 05/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Rothel | 7671042 | 2 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Mary Loshikian | 7236901 | 6 | 05/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn Ann Fisher | 6688465 | 1 | 05/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |