Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Facundo | 7165803 | 4 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donnique Vivian Jollivette Dove | 7638299 | 2 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnny Zapata | 7576074 | 1 | 06/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tito Hernandez | 7198657 | 7 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tito Hernandez | 7198657 | 7 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina P Gonzalez | 7490149 | 3 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dashonique Fitzgerald | 7592762 | 1 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tito Hernandez | 7198657 | 7 | 05/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher D Rouns | 7706185 | 4 | 05/30/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcos Ocegueda | 7176591 | 4 | 05/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |