Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Cruz | 7800522 | 1 | 06/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Facundo | 7165803 | 4 | 06/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Egan | 7520715 | 6 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Egan | 7520715 | 6 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renee A Duberville | 4747624 | 2 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Marenco | 7482592 | 2 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Marenco | 7482592 | 2 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isai Munoz | 7817147 | 1 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allison K Rawlings | 3040748 | 1 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tito Hernandez | 7198657 | 7 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |