Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wesley M Felix-Donoso | 7835026 | 2 | 07/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Elizabeth Graham | 7882204 | 2 | 07/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Michael Garcia | 7138701 | 1 | 07/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Bruno | 6237008 | 1 | 07/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin William Youmaran | 4132047 | 3 | 07/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Mejia | 7616819 | 1 | 07/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lee | 4080774 | 6 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Egan | 7520715 | 6 | 06/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcos Ocegueda | 7176591 | 4 | 06/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tito Hernandez | 7198657 | 7 | 06/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |