Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Cabrera | 7554747 | 2 | 04/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar D Maldonado Arroyo | 7752939 | 5 | 04/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Patnode | 5249517 | 1 | 04/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Wade Heisler | 6368862 | 3 | 04/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Editshi Rafael Sanchez | 7863235 | 2 | 03/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 03/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hunter Tisland | 7736771 | 2 | 03/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darren Armetta | 5710662 | 4 | 03/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamil Nuru | 7255145 | 1 | 03/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip T Spires | 7772145 | 1 | 03/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |