Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Renee A Duberville | 4747624 | 2 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzana Quirarte | 7486150 | 3 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzana Quirarte | 7486150 | 3 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryanne N McDonough | 6260107 | 2 | 07/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Flannery | 7820117 | 3 | 07/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar Angeles Ocana | 7585039 | 2 | 07/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Rexhmataj | 7309384 | 1 | 07/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dariga Iskakova | 7651549 | 1 | 07/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Mary Loshikian | 7236901 | 6 | 07/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Wynn | 7596183 | 1 | 07/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |