Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose A Rojo Enriquez | 6335962 | 3 | 09/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Puccini | 7489000 | 1 | 09/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus D Ortiz | 6925805 | 3 | 09/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus D Ortiz | 6925805 | 3 | 09/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus D Ortiz | 6925805 | 3 | 09/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Riofrio | 6190422 | 1 | 09/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin James Letterle | 6052796 | 1 | 09/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth M Labossiere | 6143236 | 1 | 09/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Humphrey | 6863486 | 1 | 09/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Morris-Lemay | 7867599 | 2 | 09/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |