Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Turbat Zul | 7614039 | 3 | 10/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Flores | 7535754 | 1 | 10/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Cruz Ruiz | 6639527 | 1 | 10/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Turbat Zul | 7614039 | 3 | 10/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Haley Gaffney | 7820449 | 1 | 10/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stevie Wakes | 7071924 | 1 | 10/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Gonzalez | 7326961 | 1 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Gutierrez | 7376474 | 3 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonel Garcia | 7710938 | 1 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Garza | 6774750 | 1 | 09/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |