Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meng Zhao | 7327523 | 2 | 11/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hyun Soo Burch | 6865726 | 1 | 11/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Egan | 7520715 | 6 | 11/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Gutierrez | 7376474 | 3 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William G Raines | 2881004 | 4 | 10/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pasquale Bruno | 3036055 | 1 | 10/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Turbat Zul | 7614039 | 3 | 10/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Marie Brescher | 5541425 | 1 | 10/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose A Rojo Enriquez | 6335962 | 3 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angelisa Palmer | 7843311 | 1 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |