Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jun Kristofferson | 7623083 | 4 | 01/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jun Kristofferson | 7623083 | 4 | 01/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Allen Le Grande | 7794083 | 2 | 01/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Isabel Franco-Colinet | 3268555 | 2 | 01/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose J Ortiz | 5795899 | 1 | 12/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Arce | 7584228 | 1 | 12/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lee | 4080774 | 6 | 12/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jalaya Joyner | 7815286 | 1 | 12/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenivave Sena | 7456146 | 2 | 12/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene A Ochoa | 6902445 | 2 | 12/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |