Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Radostina Mims | 7541076 | 1 | 01/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James R Beckstrom | 7678557 | 1 | 01/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Lawrence Valdez | 7657378 | 1 | 01/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kaila Smith | 7884290 | 1 | 01/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert T Waldbauer | 4465882 | 1 | 01/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marty J Maki | 4936840 | 2 | 01/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marty J Maki | 4936840 | 2 | 01/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Mary Loshikian | 7236901 | 6 | 01/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Coraima Aguilar | 7837900 | 1 | 01/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura L Romo | 6150906 | 2 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |