Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Marie Taylor | 6980150 | 5 | 02/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Marie Taylor | 6980150 | 5 | 02/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Marie Taylor | 6980150 | 5 | 02/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Marie Taylor | 6980150 | 5 | 02/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Hickey | 6996591 | 1 | 02/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick James Vollaire | 6545674 | 1 | 02/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Egan | 7520715 | 6 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory T Brooks | 1677862 | 2 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Hussar | 6978462 | 1 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Miguel Zamora Lechuga | 6758595 | 2 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |