Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Carl Hartzell | 7034484 | 1 | 07/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabrielle David | 7869748 | 5 | 06/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 06/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 06/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas Baxter | 7716020 | 5 | 06/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jun Kristofferson | 7623083 | 4 | 06/07/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amber Arlene Heiden | 5715088 | 1 | 05/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela J McCann | 4685459 | 1 | 05/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheena M Brunner | 7817971 | 1 | 05/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Guadalupe Leon | 7126197 | 1 | 04/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |