Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank N Snyder | 4508535 | 1 | 03/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dong Sung Ham | 6343555 | 1 | 03/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jafar Ila | 6359974 | 3 | 03/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alyssa Dupuis | 7509063 | 2 | 03/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William G Raines | 2881004 | 4 | 03/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Garcia | 6570632 | 1 | 03/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Espinoza | 7621935 | 1 | 03/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael McCurty | 7577305 | 1 | 03/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaalid Amoroso | 7860869 | 1 | 02/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Marie Taylor | 6980150 | 5 | 02/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |