Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Bajal | 7720704 | 2 | 04/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Bitonti | 6386936 | 3 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose A Rojo Enriquez | 6335962 | 3 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria M Plantic | 7255441 | 2 | 03/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charlotte E Dunlap | 6481714 | 1 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ezekiel Nii Okaidja Okai | 7504201 | 1 | 03/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ilse Ibeth Molina | 7530805 | 10 | 03/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudina Judd | 7629849 | 2 | 03/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diego de Jesus Maldonado-Mendoza | 7649164 | 2 | 03/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeneane Koch | 1968280 | 3 | 03/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |