Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Destiney Harris-Willis | 7823373 | 1 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tarius Hagood | 7359611 | 1 | 04/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Balishian | 7616719 | 1 | 04/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elijah Yen | 7839637 | 1 | 04/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richardson | 7475864 | 4 | 04/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charisma Greene | 7771396 | 1 | 04/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley M Felix-Donoso | 7835026 | 2 | 04/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carene Lewis | 7774955 | 3 | 04/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tara Lynn Combs | 7722861 | 1 | 04/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Bajal | 7720704 | 2 | 04/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |