Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Domenica Richards | 6777851 | 1 | 05/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elana Anne Eutsler | 2627962 | 1 | 05/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Jordan Chavez | 7443462 | 2 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Payam Haghani | 7471856 | 6 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Simranjeet Kaur Toor | 7890712 | 4 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Jordan Chavez | 7443462 | 2 | 04/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fabiola Quezada | 7760524 | 2 | 04/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carene Lewis | 7774955 | 3 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Minh Q Huynh | 6404022 | 4 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian A Tinay | 7606060 | 1 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |