Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Morris-Lemay | 7867599 | 2 | 06/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krishna Daniel Samperio | 7404565 | 1 | 05/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Cortez | 7486367 | 1 | 05/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa S Moultrie | 1956379 | 2 | 05/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Tyson | 7305432 | 2 | 05/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Koch | 7771378 | 1 | 05/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| An Le | 7585001 | 8 | 05/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stevany Williamson | 7661446 | 2 | 05/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ilse Ibeth Molina | 7530805 | 10 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richardson | 7475864 | 4 | 05/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |