Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ilse Ibeth Molina | 7530805 | 10 | 06/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin M Garcia | 7260671 | 1 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isaac M Pena | 7478049 | 3 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Tyson | 7305432 | 2 | 06/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Payam Haghani | 7471856 | 6 | 06/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isaac M Pena | 7478049 | 3 | 06/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isaac M Pena | 7478049 | 3 | 06/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nickelson Antoine | 5431350 | 1 | 06/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Arturo Dominguez Hernandez | 7857920 | 3 | 06/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debora N Caceres Vendeuvre | 7860480 | 2 | 06/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |