Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ivan Eduardo Ramirez | 7714735 | 4 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Eduardo Ramirez | 7714735 | 4 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dewey A Harrison | 1968297 | 2 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Mary Loshikian | 7236901 | 6 | 06/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron A Levine | 6815385 | 1 | 06/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Princess Alexander | 7490628 | 3 | 06/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Princess Alexander | 7490628 | 3 | 06/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Eduardo Ramirez | 7714735 | 4 | 06/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelsey Stephen West | 7597287 | 2 | 06/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan A Jeffrey | 5910665 | 1 | 06/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |