Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Dicorato | 7492837 | 2 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nagina Hamid | 7404875 | 1 | 07/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenea Jean Frank-Carbin | 7618403 | 3 | 07/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zeba Naqvi | 6154984 | 2 | 07/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher W Morris | 7523223 | 2 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Allpow | 7029482 | 1 | 07/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Jamurath | 5407650 | 2 | 07/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Jamurath | 5407650 | 2 | 07/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurincear Baptiste | 6123940 | 1 | 07/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Isabel Franco-Colinet | 3268555 | 2 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |