Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Asiah Fortuna | 7792242 | 2 | 08/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nadia Eldadah | 6932924 | 5 | 08/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isaiah Roach | 7673584 | 1 | 08/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lewis Beck | 7595872 | 1 | 08/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon E Rodriguez | 4334086 | 2 | 08/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kanisha Mills | 7618612 | 1 | 08/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon E Rodriguez | 4334086 | 2 | 08/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antonio Olivares | 6668102 | 1 | 08/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John F Allen | 2589774 | 1 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Dicorato | 7492837 | 2 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |