Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Editshi Rafael Sanchez | 7863235 | 2 | 08/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar D Maldonado Arroyo | 7752939 | 5 | 07/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar D Maldonado Arroyo | 7752939 | 5 | 07/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 07/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janette Lopez | 7511862 | 1 | 07/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julia M Plessinger | 4556644 | 1 | 07/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 07/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 07/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Wade Heisler | 6368862 | 3 | 07/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Wade Heisler | 6368862 | 3 | 07/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |