Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daphney Jirau | 5557348 | 1 | 09/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guilherme Barbosa | 6922490 | 6 | 09/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guilherme Barbosa | 6922490 | 6 | 09/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emma Delaney Alexander | 7394914 | 1 | 09/11/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jamie Wolford | 7694564 | 1 | 09/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lindsay Erickson | 7325737 | 1 | 09/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| An Le | 7585001 | 8 | 09/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brianna Leigh McCarter | 7772849 | 1 | 09/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ilse Ibeth Molina | 7530805 | 10 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Minguez | 4156559 | 2 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |