Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Neri Gomez | 6386310 | 1 | 10/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ernesto Silva | 7860371 | 3 | 10/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ernesto Silva | 7860371 | 3 | 10/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ernesto Silva | 7860371 | 3 | 10/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Facundo | 7165803 | 4 | 09/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel Facundo | 7165803 | 4 | 09/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sabrina Henson | 7724986 | 1 | 09/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carene Lewis | 7774955 | 3 | 09/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Marie Burton | 7425033 | 1 | 09/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry Underwood | 7851278 | 1 | 09/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |