Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Diaz | 7687361 | 1 | 10/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caleb Michael Brown | 7231537 | 5 | 10/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blanca Julia Magallanes | 7669865 | 1 | 10/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shwit Gebru Mulu | 7641815 | 1 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dimaulo | 4838314 | 1 | 10/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tonya Miller | 2095981 | 5 | 10/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Marie Faris | 7363849 | 2 | 10/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor M Brown | 7777986 | 2 | 10/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruben E Munoz | 7029012 | 2 | 10/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Branden E Joe | 5180585 | 1 | 10/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |