Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Payam Haghani | 7471856 | 6 | 11/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guilherme Barbosa | 6922490 | 6 | 11/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark MacRi | 6941019 | 4 | 11/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zeba Naqvi | 6154984 | 2 | 11/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessenia B Marmolejos | 6506568 | 1 | 11/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Minh Q Huynh | 6404022 | 4 | 11/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles J Craft | 2159750 | 2 | 11/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles J Craft | 2159750 | 2 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Miguel Zamora Lechuga | 6758595 | 2 | 10/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Md Ashraful Alam | 7158105 | 2 | 10/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |