Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Taoufik Gado | 7595338 | 1 | 11/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Melendez | 7664817 | 1 | 11/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clyde Davis | 7559512 | 1 | 11/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karla Tejera Silverio | 7584985 | 2 | 11/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karla Tejera Silverio | 7584985 | 2 | 11/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Castellon | 3217147 | 2 | 11/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Minh Q Huynh | 6404022 | 4 | 11/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Payam Haghani | 7471856 | 6 | 11/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Payam Haghani | 7471856 | 6 | 11/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Payam Haghani | 7471856 | 6 | 11/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |