Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Hanley | 7797315 | 1 | 01/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caleb Michael Brown | 7231537 | 5 | 01/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerri Lynn Rail | 2690343 | 2 | 01/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Fink | 7657328 | 1 | 01/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sterling McCann Sanders | 7811858 | 5 | 01/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Miller | 7670611 | 1 | 12/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Esqueda | 5507197 | 1 | 12/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivona Gorzelski | 5943387 | 1 | 12/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yureysi Palacio | 7533819 | 2 | 12/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yureysi Palacio | 7533819 | 2 | 12/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |