Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Ramos | 6591709 | 1 | 04/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Myers | 7567704 | 2 | 04/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keller Hanegan | 7451347 | 4 | 04/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chester J. L. Durham | 5408899 | 2 | 04/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cortez Elzy | 7486496 | 1 | 04/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Michael Leary | 7537930 | 4 | 03/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Michael Leary | 7537930 | 4 | 03/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Michael Leary | 7537930 | 4 | 03/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Michael Leary | 7537930 | 4 | 03/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarrod Donald Lacombe | 4933387 | 2 | 02/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |