Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Thomas Baxter | 7716020 | 5 | 10/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael J Maglio | 5589158 | 2 | 10/03/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas Baxter | 7716020 | 5 | 09/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabrielle David | 7869748 | 5 | 09/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richel Luardo Yanez | 6778614 | 1 | 09/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabrielle David | 7869748 | 5 | 09/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabrielle David | 7869748 | 5 | 09/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karina Fridman | 4935746 | 2 | 09/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karina Fridman | 4935746 | 2 | 08/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Loya | 7514022 | 1 | 08/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |