Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Enott Colon | 6047715 | 1 | 09/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Farley Baggett | 7607824 | 2 | 09/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William G Raines | 2881004 | 4 | 09/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Ann Griner | 7531525 | 4 | 09/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Leroy Peters | 7686436 | 1 | 09/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Scott Kickham | 6975185 | 1 | 08/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Gilbert | 7570590 | 6 | 08/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Brattole | 7643187 | 1 | 08/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Misuraca | 7489209 | 1 | 08/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aisha Ali | 7200036 | 2 | 08/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |