Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan S Guzman | 7621150 | 2 | 11/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alana Wilson | 7557946 | 1 | 11/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 10/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Polmatier | 7813842 | 2 | 10/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Bolivar | 7527227 | 1 | 10/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vy Le Nguyen | 7286632 | 1 | 10/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Uriel Garduno Garduno | 7204439 | 1 | 10/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| An Le | 7585001 | 8 | 10/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caleb Michael Brown | 7231537 | 5 | 10/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anastasiya Ponagorov | 7685108 | 1 | 10/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |